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Thread: Canon Starfleet Rules and Regulations

  1. #1
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    Canon Starfleet Rules and Regulations

    I've been working on a player's sourcebook and house rules document for my upcoming ST campaign. In it, I've included relevant portions of the Price Of Freedom sourcebook (Federation Government, UFP Constitution, UFP Membership, and, of course, Starfleet.)

    To give my players a bit more background flavor, I included as many Starfleet General Orders, Rules, & Regulations from canon sources as I could find. I figure that other Narrator's might like to see them. If I've missed any, please post them here along with the source of the regulation.

    Let's keep it to canon sources on this thread please. Non-canon rules & regs should be posted to the "Non-Canon Starfleet Rules & Regs" thread.

    =================================================



    STARFLEET GENERAL ORDERS

    General Order 1: The Prime Directive (episodes too numerous to quote)

    General Order 07: No United Federation of Planets vessel, under any conditions, emergency or otherwise, is permitted to visit Talos IV. To do so carries a mandatory death penalty. (Spock was acquitted of violating this order after kidnapping Christopher Pike to live among the Talosians. ("The Menagerie, Parts I and 11" [TOS]). - Wording for this General Order isn't a direct quote from the episode.)

    General Order 12: On the approach of any vessel wherein communications have not been established, a starship is to assume alert status, but shouldn't raise defensive shields unless the approaching vessel clearly displays hostile intentions. (Star Trek II: The Wrath of Khan - Wording for this General Order isn't a direct quote from the film.).

    General Order 15: "No flag officer shall beam into a hazardous area without armed escort." (Saavik reminded Kirk of General Order 15 before he beamed to the Regula I Space Laboratory. (Star Trek II: The Wrath of Khan).)

    General Order 24: The destruction of intelligent being(s) is permissable only to prevent a violation of General Order 01, and only as the sole means of preventing such a violation. Such action may be ordered only by an officer of command grade or higher. Said officer assumes sole responsibility for this order and any misuse of General Order 23 incurs equal culpability as a violation of General Order 02. (Kirk invoked General Order 24 at planet Eminiar VII in an effort to force planetary authorities to enter peace talks with neighboring planet Vendikar. ("A Taste of Armageddon" [TOS]). Wording for this General Order isn't a direct quote from the episode.)

    STARFLEET RULES & REGULATIONS:

    Regulation 3, Paragraph 12: "In the event of imminent destruction, a captain is authorized to preserve the lives of his crew by any justfiable means" provided such means do not violate Starfleet General Orders 01-05. (Quoted portion from "Equinox, Part 1" [VOY]).

    Regulation 46A: "If transmissions are being monitored during battle, no uncoded messages on an open channel." (Star Trek II: The Wrath of Khan).

    Regulation 42/15: Engineering procedure relating to impulse engines, entitled "Pressure Variances in the Impulse Reaction Chamber Tank Storage." Montgomery Scott wrote this particular regulation for Starfleet, but many years later admitted that it was a wee bit conservative. ("Relics" [TNG]).

    Regulation 157, Section 111, Paragraph 18: Referring to time travel, "Starfleet officers shall take all necessary precautions to minimize any participation in historical events." ("Trials and Tribble-ations" [DS9]).

    Regulation 191, Article 14: "In a combat situation involving more than one ship, command falls to the vessel with tactical superiority." ("Equinox, Part 1" [VOY]).

    Regulation 476-9: "All away teams must report to the bridge at least once every twenty-four hours." ("Once Upon A Time" [VOY]).

    Directive 010: "Before engaging an alien species in battle, any and all attempts to make first contact, and achieve non-military resolution, must be made." ("In The Flesh" [VOY])

    Directive 101: Assures that an individual accused of a crime has the right to remain silent. (In 2372, Voyager Security Chief Tuvok informed confessed murderer Lon Suder that Starfleet Directive 101 freed him from answering questions concerning the crime ("Meld" [VGR]). This also is a right upheld by the Seventh Guarantee of the Federation Constitution ("The Drumhead" [TNG]).

    Starfleet Tactical Directive 36: "[A starship] captain will not engage a hostile force without the protection of a security officer." ("Unimatrix Zero, Part 1" [VOY])

    The Starfleet Handbook on Personal Relationships (a tome three centimeters thick) states that "All Starfleet personnel must obtain authorization from their commanding officer, as well as clearance from their medical officer, before initiating an intimate relationship with an alien species." ("The Disease" [VOY]).


    Protocols and Procedures:

    Not all of Starfleet's rules, regulations, and procedures were quoted directly "from the books" by characters on-screen but rather were generally paraphrased. Those "regulations" are listed here:

    Starfleet's temporal displacement policy prohibits timetraveling personnel from interfering in past time lines. ("Past Tense, Part I" [DS9]).

    Away team guidelines specifically forbid the transport of unknown infectious agents onto a starship without first establishing containment and eradication protocols. ("Macrocosm" [VGR]).

    Starfleet protocols about the transfer of weaponry is quite strict, which prohibits Janeway (in the ST:VOY episode "Dragon's Teeth,") from providing the Vaadwaur with photon torpedoes. (Presumably, this is related to the Prime Directive.)

    Striking a fellow officer is a court-martial offense ("Parallax" [VOY])

    The standard 15-501 Crew Personnel Report is usually transmitted to Starfleet Medical by an alien world's government so that there is a record of a physiological make-up of crew members from new species. Customarily, it is the ship's Chief Medical Officer's responsiblity to update the medical database on new additions to the crew. ("Time and Again" [VOY])

    The wearing of headbands and jewelry are in violation of Starfleet Dress Code. ("Learning Curve" [VOY]). (We can assume from this that cultural items, such as Worf's baldric and Lieutenant Ro's Bajoran earring, are worn at the discretion of the commanding officer of one's ship or unit.)

    In matters of health, a starship's chief medical officer "outranks" the Captain. ("Persistence of Vision" [VOY])

    Starfleet protocol demands that an away team remain armed and ready to defend themselves until contact with an alien species is made ("Tattoo" [VOY]).

    When the captain of a Starfleet vessel receives an official request for asylum, part of official protocol includes holding a fact-finding hearing ("Death Wish" [VOY]).

    Encroaching on the territory of an alien species is prohibited by Starfleet regulations ("The Swarm" [VOY])

    According to Starfleet guidelines for an away team, if there could be a "Medical Emergency on Alien Terrain," it is recommended that the away team keep an open communications channel at all times. Away team guidelines also specifically forbid the transport of unknown infectious agents on to a a starship without establishing containment and eradication protocols. ("Macrocosm" [VGR])

    Starfleet Security Protocol 28, subsection D: In the event of hostile alien takeover of a Starfleet vessel, the Emergency Medical Hologram is to deactivate and await rescue. ("Message In A Bottle" [VOY])

    Sending at least two people on an away mission is recommended Starfleet protocol. ("Hunters" [VOY])

    Omega Directive: When encountering "Omega" molecules, starship captains are instructed to take whatever steps necessary to destroy the substance. Federation Flag Officers and starship captains are the only ones briefed on this threat and are forbidden to reveal the nature of the threat to their subordinates. ("The Omega Directive" [VOY]). (Thus, characters who are not Flag Officers or starship captains are not aware of the existence of Omega molecules nor of the Omega Directive.)

    Away team protocol dictates that crew members are required to submit to a physical examination if the mission lasts form more than two weeks. ("Memorial" [VOY]).
    Last edited by Ezri's Toy; 01-13-2004 at 07:37 PM.
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  2. #2
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    Don't forget General Order IV, regarding the quarantine of the planet Talos. (Now, I've always wondered why this is GO4, since Starfleet had been in existence for 90-or-so years at that point...I'm wondering if this is a general "quarantine of extremely dangerous planets" GO, and that Talos IV is one of those listed.

    Regarding GO15, if you recall the sequence in TWoK, Kirk immediately replied: "There's no such regulation." Saavik gives an insistent/expectant look, Kirk glances over to Spock, who nods in her direction, and Kirk finally concedes, "All right, you can come along."

    That sequence leads me to believe that GO 15 doesn't exist...at least as Saavik quoted it. Of course, it's equally likely that JT was brushing her off, so it's 50-50 whether GO15 is legitmate.
    Davy Jones

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  3. #3
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    Originally posted by Sea Tyger
    Don't forget General Order IV, regarding the quarantine of the planet Talos. (Now, I've always wondered why this is GO4, since Starfleet had been in existence for 90-or-so years at that point...I'm wondering if this is a general "quarantine of extremely dangerous planets" GO, and that Talos IV is one of those listed.
    It's there. But, its General Order 7. I looked it up in the ST Encyclopedia just to be sure.

    Regarding GO15, if you recall the sequence in TWoK, Kirk immediately replied: "There's no such regulation." Saavik gives an insistent/expectant look, Kirk glances over to Spock, who nods in her direction, and Kirk finally concedes, "All right, you can come along."

    That sequence leads me to believe that GO 15 doesn't exist...at least as Saavik quoted it. Of course, it's equally likely that JT was brushing her off, so it's 50-50 whether GO15 is legitmate.
    I suppose you could argue it that way. But, the ST Encyclopedia lists it under "Starfleet General Orders and Regulations" without qualification, so I included it.
    "The American Eagle needs both a right wing and a left wing in order to fly."
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  4. #4
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    Originally posted by Ezri's Toy
    It's there. But, its General Order 7. I looked it up in the ST Encyclopedia just to be sure.
    Oops...you're right....brain freeze. Still, the same observation applies...given that the Federation Starfleet had been around for 90 years at that point, it makes sense that GO7 would be for all "extremely dangerous planets," not just Talos.

    I suppose you could argue it that way. But, the ST Encyclopedia lists it under "Starfleet General Orders and Regulations" without qualification, so I included it.
    I was just making an observation; I'd personally include it myself, if only because it makes perfect sense. (But I like the idea that Saavik was so eager to join the landing party, she made the General Order up, hoping that Kirk wouldn't remember that it didn't exist...of course, that doesn't mean that GO15 wasn't enacted at a later date, as a result of the events of STII. )
    Davy Jones

    "Frightened? My dear, you are looking at a man who has laughed in the face of death, sneered at doom, and chuckled at catastrophe! I was petrified."
    -- The Wizard of Oz

  5. #5
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    Oops. Forgot one:

    The ST:Voyager episode "Infinite Regress" establishes that there are 47 sub-orders of the Prime Directive. . . and Naomi Wildman knows all of them.
    "The American Eagle needs both a right wing and a left wing in order to fly."
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  6. #6
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    I could've sworn that Section 31 is actually a reference to a clause in the a General Orders allowing for covert intelligence operations.

    Although I may be thinking of the Federation Charter rather than Starfleet General Orders.
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  7. #7
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    Originally posted by JonA
    I could've sworn that Section 31 is actually a reference to a clause in the a General Orders allowing for covert intelligence operations.

    Although I may be thinking of the Federation Charter rather than Starfleet General Orders.
    I think the Federation Charter / Constitution / etc. is the thing that authorizes Section 31; If it were simply the Starfleet General Orders, then Starfleet itself would have had the authority to shut it down when Bashir brought the rogue organization to the attention of the brass.
    "The American Eagle needs both a right wing and a left wing in order to fly."
    -paraphrase of Bill Moyers

  8. #8
    Just a nit, but I thought Saavik said "General Order 15-A" or is my memory just off?
    Phoenix...

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  9. #9
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    Originally posted by Phoenix
    Just a nit, but I thought Saavik said "General Order 15-A" or is my memory just off?
    You might be confusing the first word of the text of the general order...

    "General Order 15: A...."

    I'll have to pull out TWoK and look a that later this afternoon to confirm that....
    Davy Jones

    "Frightened? My dear, you are looking at a man who has laughed in the face of death, sneered at doom, and chuckled at catastrophe! I was petrified."
    -- The Wizard of Oz

  10. #10
    I must admit, I don't understand GO7. As I read it, it says "If you go to this very dangerous place, and gets out of there alive, we'll shoot you."

    That's like... Well... Something incredibly stupid...

  11. #11
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    No, it's more like "If you go to this place and come out, we will assume you're being mind-controlled by dangerous aliens, so we'll have to kill you."

  12. #12
    That would make sense, but if you see the previous interpretations of the GO7, they state that it should probably be "extremely dangerous planet" and not just specifically Talos IV. On the other hand... What about Picard's trip to Romulus? There's a danger of mind-control or the like involved here... Why wasn't he shot?

  13. #13
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    GO7 explicitly refers to Talos IV, not Romulus or any other planet. The mind control exerted on Geordie was simple brainwashing, not the coplete menatl illusion the Talosians use. I suggest you get hold of a copy of The Cage or Menagerie I & II and check out the story.

  14. #14
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    Originally posted by Sea Tyger
    You might be confusing the first word of the text of the general order...

    "General Order 15: A...."

    I'll have to pull out TWoK and look a that later this afternoon to confirm that....
    Just confirmed it...she pauses after saying "General Order 15."
    Davy Jones

    "Frightened? My dear, you are looking at a man who has laughed in the face of death, sneered at doom, and chuckled at catastrophe! I was petrified."
    -- The Wizard of Oz

  15. #15
    Originally posted by keronn
    That would make sense, but if you see the previous interpretations of the GO7, they state that it should probably be "extremely dangerous planet" and not just specifically Talos IV. On the other hand... What about Picard's trip to Romulus? There's a danger of mind-control or the like involved here... Why wasn't he shot?
    I'd read it not as "if you go to an extremely dangerous [and known/posted] planet, and get out, you'll be shot", but as "some places are *very* off-limits, and violating this restriction is a capital offense." Not *all* Starfleet regulations are going to be for the good of the individual--they could be there to uphold the reliability of the UFP. After all, if the UFP makes a promise, its important representatives (these aren't just civilians, but highly-trained military/scientific/diplomatic personnel) break it, and there's no punishment, the UFP has a problem. And, in a few cases, the only sufficient punishment could be death--not to mention the deterrent effect that has on people doing it in the first place.

    Now, why Talos IV merits this sort of treatment and the Romulan Neutral Zone, Organian territory, or other political hotspots don't (if, in fact, they don't), i couldn't say. Maybe there's more than meets the eye to Talos IV--there could be some reason above and beyond what we see in The Cage/Menagerie for why it's über-off-limits.
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